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A Financial Advisor Allegedly Sold Elderly Clients Leveraged ETFs. The SEC Is Fining Him and His Former Firm $700,000.
Cary Urich and United Planners settled allegations that they bought these risky funds as long-term investments in client portfolios, causing substantial losses.
Cary Urich and United Planners settled allegations that they bought these risky funds as long-term investments in client portfolios, causing substantial losses.
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