Finra Arbitrators Deny Broker’s Request to Expunge 18-Year Old Complaint

Broker missed Finra’s six-year deadline for filing expungement requests by more than a decade, a panel of arbitrators wrote.

Sep 5, 2025 - 18:00
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Finra Arbitrators Deny Broker’s Request to Expunge 18-Year Old Complaint
Broker missed Finra’s six-year deadline for filing expungement requests by more than a decade, a panel of arbitrators wrote.

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