Finra Bars New York Brokerage Firm and 2 Founders for Excessive Trading
The brokerage industry’s self-regulator says Clifford Reid and Edward Rudiger racked up $2 million in commissions and other costs while saddling clients with $2.7 million in losses.
The brokerage industry’s self-regulator says Clifford Reid and Edward Rudiger racked up $2 million in commissions and other costs while saddling clients with $2.7 million in losses.
What's Your Reaction?
:max_bytes(150000):strip_icc()/GettyImages-2187410260-5afe56694791404f99c253dd8d5abe6a.jpg?#)
