Finra Fines J.P. Morgan $3.2M for Failing to Supervise Ex-Broker’s Investment Strategy
The broker appears to be Edward L. Turley, who J.P. Morgan fired in 2021 amid allegations that he overconcentrated client accounts and increased exposure by purchasing additional securities on margin.
The broker appears to be Edward L. Turley, who J.P. Morgan fired in 2021 amid allegations that he overconcentrated client accounts and increased exposure by purchasing additional securities on margin.
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