Finra Fines, Suspends Cetera Broker Over $50K Bequest From Client
Broker returned the money to the client’s estate after Cetera discovered the bequest, according to Finra.
Broker returned the money to the client’s estate after Cetera discovered the bequest, according to Finra.
What's Your Reaction?
:max_bytes(150000):strip_icc()/GettyImages-2187410260-5afe56694791404f99c253dd8d5abe6a.jpg?#)
