Finra Fines, Suspends Texas Broker Over Unapproved Real Estate OBA
Broker allegedly “partnered with a firm customer to identify, buy, manage, and sell real estate” without firm permission, according to Finra.
Broker allegedly “partnered with a firm customer to identify, buy, manage, and sell real estate” without firm permission, according to Finra.
What's Your Reaction?
:max_bytes(150000):strip_icc()/GettyImages-2187410260-5afe56694791404f99c253dd8d5abe6a.jpg?#)
