FINRA imposes $125k fine on Interactive Brokers for alleged rule violations

Interactive Brokers LLC has agreed to pay a fine of $125,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).

Sep 30, 2025 - 09:00
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FINRA imposes $125k fine on Interactive Brokers for alleged rule violations
Interactive Brokers LLC has agreed to pay a fine of $125,000 as a part of a settlement with the Financial Industry Regulatory Authority (FINRA).

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