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Merrill Lynch, BofA's brokerage arm, hit with $7.5M SEC fine over missed suspicious activity reports

Regulators found Bank of America's monitoring software had a known flaw Merrill left uncorrected for years.

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Jun 30, 2026 - 03:00
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Merrill Lynch, BofA's brokerage arm, hit with $7.5M SEC fine over missed suspicious activity reports
Regulators found Bank of America's monitoring software had a known flaw Merrill left uncorrected for years.
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