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New priorities for 2026 — What investment advisers and broker-dealers can expect
Late last year, the US Securities and Exchange Commission's ("SEC") Division of Examinations ("Examination Division") released its 2026 Examination Priorities Report (the "Priorities Report"), the first issued under new Chairman Paul S.
Late last year, the US Securities and Exchange Commission's ("SEC") Division of Examinations ("Examination Division") released its 2026 Examination Priorities Report (the "Priorities Report"), the first issued under new Chairman Paul S.
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