PCAOB Shines Light on Broker-Dealer Auditors in Latest Publication

The Public Company Accounting Oversight Board has released a new staff publication for auditors of broker-dealers, including reminders for auditors, perspectives on common audit deficiencies, and good practices that can help improve audit quality.

Sep 12, 2025 - 03:00
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PCAOB Shines Light on Broker-Dealer Auditors in Latest Publication
The Public Company Accounting Oversight Board has released a new staff publication for auditors of broker-dealers, including reminders for auditors, perspectives on common audit deficiencies, and good practices that can help improve audit quality.

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