SEC fines ETF issuer Simplify Asset Management $400K over derivatives rule, compliance violations

This marks the SEC's first enforcement action of ETF derivates rule 18f-4.

Aug 3, 2026 - 23:00
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SEC fines ETF issuer Simplify Asset Management $400K over derivatives rule, compliance violations
This marks the SEC's first enforcement action of ETF derivates rule 18f-4.

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