SEC Staff Issues Broker-Dealer Registration Guidance for Certain User Interfaces<br />
On April 13, 2026, the staff of the Division of Trading and Markets of the U.S. Securities and Exchange Commission issued a statement clarifying its views on broker-dealer registration requirements with respect to persons that create, offer, or operate a “Covered User Interface” that allows users to initiate self-directed transactions in crypto asset securities.
On April 13, 2026, the staff of the Division of Trading and Markets of the U.S. Securities and Exchange Commission issued a statement clarifying its views on broker-dealer registration requirements with respect to persons that create, offer, or operate a “Covered User Interface” that allows users to initiate self-directed transactions in crypto asset securities.
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