Some Brokerage Firms Escape SEC Hammer on Cash Sweeps, Many Still Face Private Suits

Merrill Lynch filed on September 17 a brief supporting its motion to dismiss a consolidated class action complaint related to its cash sweep.

Sep 29, 2025 - 18:00
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Some Brokerage Firms Escape SEC Hammer on Cash Sweeps, Many Still Face Private Suits
Merrill Lynch filed on September 17 a brief supporting its motion to dismiss a consolidated class action complaint related to its cash sweep.

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