Trafalgar Secures Authorization to Operate as a Broker-Dealer, Enhancing Its Full-Stack Financial Platform for Mexican SMEs
Trafalgar is pleased to announce the Mexico National Banking and Securities Commission (CNBV, the Mexican counterpart to a combined U.S. SEC and OCC) issued an authorization for the company to operate as a broker-dealer. This new milestone adds a critical piece to the Trafalgar ecosystem, which since November of last year has also operated a CNBV-authorized SOFIPO (a regulated deposit-taking institution comparable, in functional terms, to a U.S. industrial bank or community bank charter).
Trafalgar is pleased to announce the Mexico National Banking and Securities Commission (CNBV, the Mexican counterpart to a combined U.S. SEC and OCC) issued an authorization for the company to operate as a broker-dealer. This new milestone adds a critical piece to the Trafalgar ecosystem, which since November of last year has also operated a CNBV-authorized SOFIPO (a regulated deposit-taking institution comparable, in functional terms, to a U.S. industrial bank or community bank charter).
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