Weak self-regulation by brokers, asset managers exposes investors to scams
Self-regulation and strong supervision by associations can help protect investors from scams committed by brokers and asset management companies. Market intermediaries can self-regulate through their associations by formulating and enforcing their own guidelines, as they do in many countries. The
Self-regulation and strong supervision by associations can help protect investors from scams committed by brokers and asset management companies.
Market intermediaries can self-regulate through their associations by formulating and enforcing their own guidelines, as they do in many countries. The
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