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Wells Fargo Ordered to Pay Former Broker $3 Million in Arbitration Dispute, but Will Also Collect $1 Million
An arbitration panel convened by brokerage industry regulator Finra has concluded that terminated broker Thomas Ratliff and his former firm each owe each other damages.
An arbitration panel convened by brokerage industry regulator Finra has concluded that terminated broker Thomas Ratliff and his former firm each owe each other damages.
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